Securities Consulting Group, Inc.

Our consultants have varied backgrounds in the securities industry from former regulators to professionals registered in several capacities for over twenty years.  Our staff has served as expert witness and as compliance consultant to the Board of Directors of the Independent Broker-Dealer Association. We have been quoted and interviewed by The Wall Street Journal, The New York Times, Business Week and several other securities publications in addition to live appearances on business news television. 

SCG is able to draw upon a nationwide pool of highly qualified individuals through our network of available professional consultants. Our staff can supplement a brokerage firm's existing personnel without the added costs attendant to the hiring of a full-time individual.

For the legal practitioner, we maintain an active list of expert witnesses whose qualifications span the gamut from CPAs to former supervisory personnel of self-regulatory organizations. These experts assist an attorney in analyzing fact patterns, isolating the key issues, preparing questions for discovery, and providing credible testimony.